"More on Clawbacks: Action Items and Implementation Considerations"

Thursday, November 16, 2023

2:00 - 3:00 pm, eastern [archive and transcript to follow]

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Course Materials:

Course Materials

At our 20th Annual Executive Compensation Conference, one thing was crystal clear from the "Clawbacks: Key Action Items Now" panel: there are tons of complex decisions and open interpretive issues that unlucky companies faced with a restatement will need to tackle in order to implement their Dodd-Frank clawback policy, once adopted. Our experienced panelists addressed many of these in an engaging and interactive dialogue at the conference and have graciously agreed to continue the conversation about the myriad of implementation and disclosure issues causing companies and their advisors to lose sleep.

Joining us are:

Mark Borges, Principal, Compensia and Editor, CompensationStandards.com
Renata J. Ferrari, Partner, Ropes & Gray
Ronald O. Mueller, Partner, Gibson Dunn
Kyoko Takahashi Lin, Partner, Davis Polk

This program will cover:

Process if Restatement Occurs

What Incentives Are Affected
Process/Tips for Calculating (and Documenting) Impact
Practical Mechanics for Recovery (Including Exceptions)
Impact on Restatement-Related Disclosure Requirements
Complicating Factors from Incentive Plan or Employment Agreement Design (e.g., TSR/stock price, plan pools, scorecards with multiple metrics and partial discretion, good reason definitions)

Do You Need to Amend Other Policies, Provisions, Programs, or Disclosures?

Common Areas of Overlap/Potential Conflict — and How to Resolve
Responding to SEC & DOJ Enforcement Initiatives & Programs

Finalizing and Maintaining Your Policy

Confirming Your Policy is Ready for Prime Time (that is, filing as a 10-K exhibit)
What To Do if You Need to Amend
How to Review and How Often

Cost: Members of this site are able to attend this critical webcast at no charge. The webcast cost for non-members is $595. If you're not yet a member, subscribe now by emailing sales@ccrcorp.com - or call us at 800.737.1271.

Continuing Legal Education: We will apply for CLE credit in all applicable states (with the exception of SC and NE who require advance notice) for this 1-hour webcast. You must submit your state and license number prior to or during the program. Attendees must participate in the live webcast and fully complete all the CLE credit survey links during the program. You will receive a CLE certificate from our CLE provider when your state issues approval; typically within 30 days of the webcast. All credits are pending state approval.

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Chrome 30+ (has automatic updates)
Firefox 27+ (has automatic updates)*
Internet Explorer 11*
Microsoft Edge
Safari 9+

*H.264 video (required for viewing Vimeo videos) is only supported in Firefox for Windows 7 and later. Firefox versions on Windows XP are no longer supported for playback.

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You can also visit the Vimeo Help Center.

What you can do if you can't access the live program: If you have a scheduling conflict or have problems accessing webcasts generally (due to firewalls, etc.), an audio archive of the webcast will be posted a few hours after the program - and a text transcript of the program will be posted on CompensationStandards.com about two weeks after the live webcast.